About Shields and Company
Relationship Oriented Investment Solutions
Shields & Company, a New York Stock Exchange member, is a full service brokerage firm with an excellent reputation for providing a broad range of financial services for the serious investor. From our founding in 1982, Shields & Company has built its name on a tradition of being relationship-oriented and not transaction driven. We believe clients will continue to seek niche financial firms, such as ours, that provide personalized attention. Our client base consists of individuals and institutions that look to us to deliver qualitative, innovative investment solutions to increase wealth, preserve capital, and reduce taxes.
Extensive Financial Resources
As a leading New York Stock Exchange member firm we have access to an impressive network of resources from which to draw information reliably and quickly. Late breaking global news, economic updates, and company research reports all filter through your Shields Investment Representative to enable you to make informed decisions about your holdings. Our clients have access to all major research reports published by our own analysts and leading institution brokerage houses. In addition, we can also provide our clients with reports from other leading research services such as First Call, Bloomberg, Reuters, and MorningStar.
Affiliates
Capital Management Associate
(CMA), a Registered Investment Advisor, offers complete portfolio management services to individuals, foundations, and pension trust clients. CMA manages
approximately $500 million in assets by employing a value-oriented approach designed to achieve the maximum total return over the long-term. CMA also offers two mutual funds, which follow the same discipline as the CMA managed accounts. The CMA Small-Cap Equity Fund is comprised of companies with a market capitalization between $100 million to $1 billion, while the CMA Mid-Cap Fund is comprised of companies with a market capitalization over $1 billion to $10 billion. For more complete information about the CMA Small-Cap or Mid-Cap Equity Funds.
including charges and expenses, please obtain a prospectus from CMA by calling
1-800-289-7443. Read the prospectus carefully before you invest or send
money.
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